In Defence of Leninism
This article was written for Irish Marxist Review 3 (available online at www.irishmarxistreview.net)
The
contemporary defence of Leninism involves two tasks: first, the defence of the
political record of the historical Lenin; second the demonstration of the
continuing relevance and applicability of Lenin’s key political ideas today.
This article will mainly focus on the second task but I will begin with a few
remarks about the first.
1. The historical Lenin
As I have
written elsewhere:
Lenin matters. I don’t mean he mattered in Russian history or in the history of
the twentieth century – that’s obvious. I mean he still matters, matters to the
bourgeoisie and matters for socialist practice today.
The single most serious challenge to the world capitalist order in its whole
history was that posed by the Russian Revolution of 1917 and the international
revolutionary wave that followed in its wake For a few short years the survival
of the system literally hung by a thread and if we were to identify a single
moment on which the fate of humanity hinged and when history turned, it would
be the failure of the German Revolution in 1923. Obviously there can be no
certainty in such matters, but if the German Revolution had succeeded there is
an excellent chance that there would have been no Stalin, no Hitler and a fair
chance that today we would be living in a socialist society.
Lenin symbolizes the Russian Revolution and that historical moment. More than
that, it was Lenin’s politics and organization that led the Russian Revolution
to victory.
For this reason it has always
been especially important to the bourgeoisie and its academic apologists to
discredit Lenin. This has involved a fair amount of personal character
assassination
but the
main charge has been that Leninism led, more or less inevitably, to Stalinism
and that the principal factor in this continuity was the Leninist Party. Crafted
by many hands over the years, ranging from former Mensheviks to American and
British cold war ‘scholars’, this argument has achieved a remarkable consensus
right across the political spectrum from right wing conservatives through
liberals and social democrats to anarchists. In their own way even Stalinist
communists agreed. Trotskyists were practically the only dissenters. But
majorities, even large ones, are frequently wrong and there are powerful
factual and theoretical arguments against what I shall call the Lenin/Stalin
continuity thesis.
First the facts:
- In terms of their political ideas and policies
there was a vast gulf between Lenin and Stalin. Lenin was a strict
internationalist and discounted the possibility of socialism in one
country; Stalin adopted socialism in one country and encouraged Russian
nationalism. Lenin was an egalitarian opposed to privileges for
bureaucrats and party leaders; Stalin systematically encouraged such
inequalities. Lenin detested racism and anti-semitism; Stalin made subtle
and not-so-subtle use of it. Lenin passionately defended the rights of
oppressed nations to self determination (including directly against
Stalin); Stalin crushed these rights. Lenin was absolutely in favour of
women’s emancipation; Stalin made a point of restoring the traditional
family. Lenin was opposed to forcing the collectivization of agriculture
on the peasantry; Stalin imposed it at the cost of millions of lives. This
list could be continued almost indefinitely.
- There was very little continuity in terms of
personnel between the Bolshevik leadership in Lenin’s day and the party
leadership under Stalin. In October 1917, just before the insurrection,
the party central committee elected a Political Bureau of seven – Bubnov,
Zinoviev, Kamenev, Lenin, Sokolnikov, Stalin, Trotsky. Only one survived –
Stalin, who murdered the rest with the exception of Lenin. Bukharin,
Rykov, Tomsky, Smilga, Preobrazhensky, Shlyapnikov, Pyatakov, Radek,
Krestinsky were all leading members of the CC in Lenin’s day and all
played important roles in the party, the revolution and the Civil War; all
were killed by Stalin in the purges. As were many thousands of other
prominent Old Bolsheviks and Communists. When Trotsky said Stalinism was
divided from Bolshevism by ‘a river of blood’ it was literally true.
- Nearing the end of his life, in late 1922, Lenin
turned against Stalin, broke off relations with him and was looking to
remove him from his position as party General Secretary, as part of an
overall struggle against growing bureaucracy in the party and the state.
- The Bolshevik Party functioned highly
democratically, from its foundation to well after the revolution – at
least until 1921, when factions were banned, and in many respects until in
1923. At no point was it in any way the personal dictatorship of Lenin,
who was quite often outvoted – for example on participating in Duma
elections in 1907, on unity with the Mensheviks in 1910, on boycotting the
Democratic Conference in September 1917, and on postponing elections to
the Constituent Assembly in December 1917. On a number of crucial
occasions when Lenin did get his way, it was only after vigorous debate in
which he succeeded in winning a majority to his point of view; for example
over breaking with the Provisional Government and orienting on workers’
power in April 1917, on launching the Insurrection in October 1917 and on
signing the Brest-Litovsk Peace in January 1918. And in each of these
cases Lenin’s victory was not just a matter of his personal authority or
the power of his arguments but the fact that over a period of time they
were seen to correspond to the objective logic of events.
The theory:
The academic myth that Leninism
was elitist and authoritarian from the start as demonstrated by his 1901
statement in
What is to Be Done? that
‘socialism has to be brought to the working class from the outside’ is been
answered many times.
The formulation, taken directly from Karl Kautsky, was indeed ‘biased …therefore
erroneous’ as Trotsky put it.
but it was revised by Lenin in 1905 and not
at all typical of his thought – indeed it was never repeated in his later work
and he specifically cautioned that
What
is to Be Done? was a polemic against ‘economism’(a trend in Russia
which argued that socialists should confine themselves to supporting workers’
economic demands) in which he ‘bent-the-stick’. Moreover Lars Lih, in a work of
monumental scholarship,
Lenin
Rediscovered – ‘What is to Be Done?’ in Context, comprehensively refuted
the notion that Lenin had a negative attitude to the working class. On the
contrary, Lih shows, with an abundance of evidence, that Lenin was consistently
the most enthusiastic of all the Russian Marxists about the political capacities
and potential of the Russian working class.
It should also be noted that as
well as being historically false, the proposition that a whole social order of
the dimensions and duration of Stalinist Russia (and remember similar regimes
were established across Eastern Europe, China, North Korea etc) could be ‘based
on’ or ‘caused by’ a ‘theory’ developed thirty years earlier is, in fact, crude
and rampant idealism. It holds no more water than the notion that capitalism
was based on or caused by the doctrines of John Calvin or Adam Smith, or that we
that we can explain the nature of Nazi society mainly by means of Mein Kampf .
What is required is rather a historical
materialist analysis which takes as its point of departure the development of
the forces and relations of production in Russia
and internationally and then examines the class forces at work in Russia
after the revolution and the struggle between them. What such an analysis shows
is that in 1917 the material basis for socialism, in terms of the level of
economic development
and the strength of
the working class, existed internationally and especially in Western Europe and
North America, but it did not exist in Russia taken by itself. This was common
ground among all the Russian Marxists including both Lenin and Trotsky; as
Lenin put it with characteristic bluntness, ‘It is the absolute truth that
without a German revolution we are doomed,’
Moreover, if the material
prerequisites for socialism were lacking in Russia
in1917, the situation rapidly got much, much worse due to the Civil War
inflicted on Russia
by the alliance of Western imperialism and the White Guard generals. This
produced the utter collapse of the economy and the virtual destruction of the
already small Russian working class. In these horrendous circumstances an
alliance between the workers and peasants, under the leadership of the
Bolsheviks, was able to defeat the White counterrevolution, but in the process
the exhausted and decimated working class lost the ability to exert democratic
control over the state apparatus which passed increasingly into the hands of a
combination of remnants of the old (pre-October) officials and newly emerging Bolshevik
bureaucrats. Thus was born the embryo of a new ruling class who progressively separated
themselves from the working class during the 1920s and, under the leadership of
Stalin, took total power in 1927-28, launching Russia,
via the Five Year Plan, on a process of forced industrialization and capital
accumulation in competition with the capitalist west. That, in class terms, is
the essence of what happened. Without the spread of the revolution
internationally (which WAS a real possibility and came within an inch of
success, especially in Germany)
it highly unlikely there could have been any alternative outcome other than the
conquest of Russia
by foreign intervention.
Of course, on this basis the
actions of the Bolshevik Party and the deeds and ideas of Lenin are both
factors that play a role in the whole process and, provided they are not taken
as the starting point of the account, need to be assessed. Lenin’s strategic
orientation, as made clear during the debate over whether to sign the extremely
onerous peace terms imposed at Brest Litovsk in late 1917, was to take such
measures as were necessary for the revolution to survive until such as time as
the international revolution came to their aid while simultaneously doing
everything possible to facilitate that revolution by means of the Communist
International and so on. Lenin pursued this strategy until his terminal illness
took him out of politics in early 1923. In the process he, and the Bolsheviks,
doubtless made many mistakes – some on the authoritarian side, some on the
adventurist side
-
eg the attempt to march on Warsaw in 1920,
and perhaps, delaying the introduction of the New Economic Policy till 1921. Perhaps
the suppression of Kronstadt was a mistake, though personally I think it was
necessary. In the enormously difficult circumstances mistakes (and excesses,
even crimes) were inevitable; but the overall strategy was surely correct.
What were the alternatives? Two
widely touted options were a) the establishment of a ‘liberal’ parliamentary
democracy and b) immediate transition to a vibrant ‘ideal’ workers’ democracy
or even a stateless anarchist commune. In my opinion neither of these options
were remotely possible in the conditions prevailing in Russia
during or following the Civil War. Attempting either would have led directly to
the victory of the Whites, wholesale slaughter of the workers and the
revolutionaries, and the setting up of a fascist regime of utter brutality.
Victor Serge, the former anarchist and
libertarian socialist, in explaining why he reluctantly supported the
Bolsheviks at the time of Kronstadt wrote, ‘If the Bolshevik dictatorship were
to fall, we felt, the result would be chaos: peasant putsches, the massacre of
the Communists, the return of the émigrés, and, finally, another dictatorship,
of necessity anti-proletarian.’
Finally it should be stressed
that the alternative pursued by Stalin from 1923-24 onwards, while it certainly
built on many of the authoritarian practices developed under Lenin, was a
qualitatively different strategy. Whereas Lenin’s strategy was an attempt to
hold out until the international revolution and in the meantime to try to
counter growing bureaucratization
,
Stalin’s was to entrench the bureaucratic apparatus, basing himself on it, and,
crucially, with his articulation of the doctrine of ‘socialism in one country’,
to abandon the pursuit of international revolution. Without international
revolution, Russia,
thrown back on to its own inadequate resources, could survive only by forced
industrial development funded by the exploitation of its workers and peasants. This
in turn necessitated the bureaucracy establishing itself, with Stalin at its
head, as a new exploiting class. Far from being a continuation of Leninism
Stalin’s policy was its counter revolutionary negation.
2. Leninism today
Clearly it is possible to respect
and even revere Lenin as a historical figure while maintaining that due to
changed circumstances Leninism, as a political doctrine or strategy, is no
longer relevant or appropriate today. This was the ‘mainstream’ international
Communist attitude to Lenin from, at least, the 1950s onwards when the European
CPs adopted ‘the parliamentary road to socialism’. An example of this attitude
is provided by one of that movement’s outstanding intellectuals, Georg Lukacs.
In 1924 Lukacs produced a short book,
Lenin:
A Study on the Unity of his Thought, which was a superb summary and
vindication of the essence of Leninism, but when in 1967 it was republished, he
wrote a Postscript arguing ‘the renaissance of Marxism requires a purely
historical treatment of the twenties as a past period of the revolutionary
working-class movement which is now entirely closed’
and confined himself to a eulogy of Lenin’s personality without reference to
any of his specific political positions. This is not my position. I intend to
argue that the core of Lenin’s politics (not every detail of course) not remain
relevant but are an essential foundation for contemporary revolutionary
socialist theory and practice.
I will make this argument by
focusing on three aspects of Lenin’s thought which in my opinion constitute the
main defining characteristics of Leninism: his theories of imperialism and war;
of the state and his theory and practice of the party. In doing so I take for
granted something that was undoubtedly even more fundamental to Lenin, namely
the revolutionary role of the working class, but I would regard this as the
defining characteristic of Marxism has a whole.
Imperialism and War
Lenin’s theory of imperialism was most fully expressed in
his famous book, Imperialism- the Highest
Stage of Capitalism . This was written in 1916 with the aim of
demonstrating the imperialist roots and character of the First World War, but
it was also part of a collective endeavour by Marxists at that time to analyse
the development of capitalism at the beginning of the twentieth century: other
important contributions included Rudolf Hilferding’s Finance Capital (1910),
Rosa Luxemburg’s The Accumulation of
Capital (1913), and Nikolai Bukharin’s Imperialism
and World Economy (1916). The work
of summarizing Lenin’s analysis of imperialism has been done for us bt Lenin
himself. He writes:
If it were necessary to give the
briefest possible definition of imperialism we should have to say that
imperialism is the monopoly stage of capitalism…
But very brief definitions, although convenient,
for they sum up the main points, are nevertheless inadequate, since we have to
deduce from them some especially important features of the phenomenon that has
to be defined. And so, without forgetting the conditional and relative value of
all definitions in general, which can never embrace all the concatenations of a
phenomenon in its full development, we must give a definition of imperialism
that will include the following five of its basic features:
(1) the concentration of production and capital
has developed to such a high stage that it has created monopolies which play a
decisive role in economic life; (2) the merging of bank capital with industrial
capital, and the creation, on the basis of this “finance capital”, of a financial
oligarchy; (3) the export of capital as distinguished from the export of
commodities acquires exceptional importance; (4) the formation of international
monopolist capitalist associations which share the world among themselves, and
(5) the territorial division of the whole world among the biggest capitalist
powers is completed. Imperialism is capitalism at that stage of development at
which the dominance of monopolies and finance capital is established; in which
the export of capital has acquired pronounced importance; in which the division
of the world among the international trusts has begun, in which the division of
all territories of the globe among the biggest capitalist powers has been
completed.
The capitalists divide the world,
not out of any particular malice, but because the degree of concentration which
has been reached forces them to adopt this method in order to obtain profits.
And they divide it “in proportion to capital”, “in proportion to strength”,
because there cannot be any other method of division under commodity production
and capitalism.
As the relative strength of the main imperialist powers
changes (eg the rise of Germany)
so a struggle sets in for the redivision of the world; hence the drive to
imperialist war.
It would, of course, be contrary to the Marxist dialectical
method and Marx’s analysis of capitalism (‘Constant revolutionising of
production, uninterrupted disturbance of all social conditions, everlasting
uncertainty and agitation distinguish the bourgeois epoch from all earlier ones,.’
The Communist Manifesto) to imagine
that over almost a century there would not have been numerous and important
changes in the economic and political structure of imperialism. Chris Harman in
‘Analysing imperialism’
and
Alex Callinicos in
Imperialism and Global
Political Economy offer
extensive and masterly surveys of these changes which include: the decline in
the importance of export capital; the shift of investment away from ‘the third
world’ and the retreat from formal colonialism; the decline of Europe in the
Second World War and the emergence of Cold War imperialist rivalry; the
emergence of NICs (newly industrializing countries such as South Korea and
Singapore, then China, Brazil, etc) and of oil as the imperialist commodity par
excellence; the collapse of ‘communism’ in the eastern block and the era of
so-called ‘globalization’.
However, the fact is that despite all these developments
certain basic continuities remain. The process of concentration and
centralization of capital identified by Marx has continued and the world
economy, more than ever, is dominated by giant multi-national corporations. The
vast majority of these corporations, however, retain a national home base with
close ties of mutual dependence to their respective state apparatuses, with
state power (economic, diplomatic, political and military) being regularly
deployed to bolster and defend those economic interests. As a result the world
is still divided into oppressor and oppressed nations, so-called ‘great powers’
and ‘regional powers’ and much lesser fry. Imperialism is still with us and so
is the fact and threat of imperialist war.
In the 1980s and 1990s, when the hype about globalization
was at its height, various attempts were made to deny this. On the right
outright supporters of capitalist globalization claimed that it was about to
solve all problems of underdevelopment
and poverty and produce a ‘flat’ world in which there would be little
room for national conflicts. This went, hand in hand, with large quantities of
(bourgeois) wishful thinking about a ‘New World Order’ and, even, ‘the end of
history’ (by which Francis Fukayama meant the end of serious
ideological/political conflict ie of any challenge to capitalist liberal
democracy). On the left, Nigel Harris argued that globalization was librating
capital from its ties to the state and Michael Hardt and Antonio Negri, in the
influential Empire, argued that
traditional imperialism, with its rival powers, had been replaced a de-
territorialised global system of ‘Empire’.
Personally, I always found the notion of capital freed from
its dependence on, and links to, state power completely implausible. Unless
they had their own police or army, not a single supermarket could operate for a
day without the back up of the state. The poor, all those with hungry children
to feed, would simply walk in a help them themselves and if they got away with
it, many others would follow suit. Be that as it may, history did not prove
kind to these claims. As Joseph Choonara pointed out, ‘The ink had barely dried
[on
Empire] before the events of 11 September 2001 and the beginning
of a new cycle of imperialist wars.’
In this context, and regardless of the precise economic
structure of contemporary imperialism, the fundamental political and
operational conclusions that Lenin drew regarding the socialist response to
imperialism remain indispensable for revolutionary practice today.
First and foremost among these is uncompromising opposition
to imperialism as a whole and imperialist war in particular. It was on this
principle that Lenin broke from the Second International, of which he had
previously been an ardent supporter, when the majority of its sections, above
all its leading organization, the German Social Democratic Party, collapsed
into patriotic support for their own governments at the outbreak of World War
1. That it continues to be relevant and, indeed, crucial should be obvious. On
the one hand the 21st century has already seen a series of vast
international mobilizations against imperialist war (with the great
demonstrations of 15 February 2003
being probably the largest national and international demonstrations in
history). On the other hand we can see the lamentable trajectory of those
former leftists, socialists and Marxists who abandoned opposition to
imperialism in the name of the supposed threat posed by Islamic fundamentalism
and terrorism: a trajectory epitomized by Christopher Hitchens ( who actually
ended up endorsing George Bush) but also manifested to greater or lesser extent
by the likes of Fred Halliday, Nick Cohen and Norman Geras.
Then there is the ongoing vital question of Palestine.
All those, including those on the left, who fail to grasp that the struggle in Palestine
is fundamentally an anti-imperialist struggle tend to lose their way on this
issue. Either they view the conflict as a local or regional dispute between
different religions/races/nations who should learn to ‘tolerate’ each
other.Alternatively they explain the US’s seemingly unconditional support for
Israel in terms of ‘the power of the Jewish lobby’ as though Jewish interests
controlled America, if not the world – an idea that leads straight to
anti-semitic fantasies and conspiracy theories.
A grasp of, and opposition to, imperialism as an overall
system is also of particular importance in relation to the current notion of
‘humanitarian intervention’, as practiced in relation to Libya and (so far
by-proxy)Syria. For example, the claim that NATO was intervening in Libya to
‘save Benghazi’, or ‘prevent a massacre’ was a hypocritical lie, but it was
much easier not to fall for this lie on the basis of an understanding of
imperialism as a totality, rather than looking at the situation in Libya as an
individual case.
Another aspect of Lenin’s anti-imperialist politics is his
support for the right of national self-determination.
.
Lenin first addressed this issue in relation to the problem of national
minorities within the Tsarist empire (the ‘prison of the peoples’) and then in
relation to the Austro-Hungarian Empire before the World War but it came to be
an integral part of his opposition to imperialism in general. Lenin had to
fight for his position against other socialists and Marxists, particularly Otto
Bauer of the Austrian Socialist Party, Rosa Luxemburg and his fellow Bolshevik,
Bukharin.
Bauer wanted to resolve the problem of oppressed
nationalities ‘harmoniously’ within the framework of the Austro-Hungarian
Empire and so opposed the right of political secession but advocated national-cultural
autonomy (separate schools etc). Lenin took the opposite view. He defended the
right of oppressed nations to political separation but opposed cultural
nationalism or separatism in the name of proletarian internationalism and
international culture. Luxemburg and Bukharin opposed advocacy of the right of
national self-determination on the grounds that it was utopian, in that it
couldn’t be realized under capitalism, and opportunist in that it sowed
illusions in nationalism. In opposition
to this Lenin insisted that self-determination, including the right to form a
separate state, was a basic democratic right which had to be supported.
The bourgeois nationalism of
any oppressed nation has a general
democratic content that is directed
against
oppression, and it is this content that we
unconditionally
support.
He argued that to reject the
right to self-determination was, in practice, to side with imperialism and
oppression and that support for the right to secession was in the interests of
the working class of the oppressor nation.
Can a nation be free if it oppresses other
nations? It cannot. The interests of the freedom of the Great Russian
population require a struggle against such oppression…
In the
internationalist education of the workers of the oppressor countries, emphasis
must necessarily be laid on their advocating freedom for the oppressed
countries to secede and their fighting for it. Without this there can be
no internationalism.
In the context of defending the
Easter Rising of 1916 Lenin wrote:
The dialectics of history are such that small
nations, powerless as an
independent
factor in the struggle against imperialism, play a part as one of the ferments,
one of the bacilli, which help the
real
anti-imperialist force, the socialist proletariat, to make its appearance on
the scene.
At the same Lenin argued strongly
for the unity of socialists of different nationalities or ethnicities in a
common organization (and ultimately a common international) and against
…attempts to give a communist colouring to
bourgeois-democratic liberation trends in the backward countries ... The
Communist International must enter into a temporary alliance with bourgeois
democracy in the colonial and backward countries, but should not merge with it,
and should under all circumstances uphold the independence of the proletarian
movement even if it is in its most embryonic form.
I would argue that all of this has great relevance today.
Not only does it apply to the attitude socialists should take to anti-imperialist
movements and struggles in the so-called Third World or Global South, where it
is necessary to reassert that support for the right to self-determination is in
no way dependent on approval of the leadership or government of the country
concerned, it is also useful when it is a question of national rights within
advanced capitalist and imperialist countries. For example, socialists have to
defend the right of Quebec to
secede from Canada
or Scotland to
secede from the UK
if the Quebecois or Scottish people want it (without us arguing that they
should want it).
The argument against giving nationalist movements a
‘communist colouration’ has become even more important than when Lenin first
made it in view of the Stalinist practice, now long established, of doing just
that and also the tendency, equally long established, of essentially nationalist
movements to themselves adopt ‘Communist’ or ‘Marxist’ labels and language, as
with such varied formations as the Castro regime in Cuba, the Ethiopian Derg (described in Wikipedia as a Soviet-backed
Marxist-Leninist military junta),and Mugabe’s ZANU-PF in Zimbabwe, because of
the attractiveness (to them) of the Stalinist model of industrialization and
development.
Finally the relevance of Leninist anti-imperialism to the
struggle in Ireland
before and after the ‘peace process’ should be clear. Those socialists and
would-be Marxists, in Britain and in Ireland, who lost sight of the
anti-imperialist, and therefore progressive, content, of the Republican struggle,
for example equating the Provisional IRA and Loyalist paramilitaries, were
ineluctably drawn into reactionary positions, siding with the British state by
commission or omission. Whereas those who took the Republicans at their (more
radical) word and invested in them their hopes for a workers’ republic, were
doomed to disappointment.
The Theory of the
State
Lenin’s theory of the state was set out in what is probably
his most famous work,
The State and
Revolution, written in August 1917 in the heat of the Russian Revolution.
Lenin believed hat Marx had been profoundly distorted by Kautsky, Plekhanov and
other leaders of the Second International and his aim was to ‘
re-establish what Marx what Marx really
taught on the subject of the state’ on the basis of an examination of ‘all the
most essential passages in Marx and Engels on the subject’.
.
Because
The State and Revolution is
well known I will simply summarise its principal propositions without resort to
extensive quotation.
1. The state is not an eternal institution but
the product of the division of society into
classes and the irreconcilability of
class antagonisms.
- The
state is an organ of class rule, an organ for the oppression of one class
by another.
- The
essence of the state is a public power standing over society and
consisting of special bodies of armed men, police, prisons and other
instruments of coercion.
- The
modern state is a capitalist state, serving the interests of the
capitalist class – essentially it is the dictatorship of the bourgeoisie
- This
state cannot be taken over and used by the working class to build
socialism, as had been the strategy of the parties of the Second
International. Rather it has to be broken up/dismantled/smashed by the
proletarian revolution.
- The
smashed capitalist state must be replaced by a new workers’ state based on
the election and recallability of all officials and the reduction of their
salaries to ordinary workers’ wages.
- This
workers’ state is essential to deal with the counter revolutionary
resistance of the bourgeoisie and secure the transition to socialism.
- With
the achievement of a fully classless society the state will wither away
altogether and be replaced by a self governing community of associated
producers.
As Lenin demonstrates all of these ideas were already
present in Marx and Engels and his only real addition, on the basis of the
experience of the Russian Revolutions of 1905 and 1917, was that the central
institutions of the workers’ state would be workers’ councils or soviets (the
Russian word for ‘council’) based on deputies from workplaces, and this is not elaborated in The State and Revolution.
Nevertheless Lenin’s systematization of the Marxist theory of the state
was enormously important. It drew the clearest possible line of demarcation
between reformism (including left reformism) and revolutionary socialism, the
‘Marxism’ of Social Democracy and that of Communism and the Third
International. At the same time it clarified the differences between Marxism
and anarchism.
The decisive point, taken from Marx writing on the Paris
Commune and repeatedly emphasized by Lenin, is the need to destroy rather than
take over the existing state machine. It has enormous implications not only for
what will happen in a revolution but also for day-to-day political practice in
the here and now. Right wing social democrats, the likes of Tony Blair and
Eamon Gilmore, who have abandoned any perspective of challenging capitalism straightforwardly
accept and endorse the state, spreading the myth of its neutrality between the
classes and supporting ‘our’ armed forces and police as representatives of the
people as a whole. Left reformists, such as Tony Benn, Jean Luc Melenchon of
Front Gauche and Alex Tsipras of Syriza, frequently recognize the class bias of
the police and the law, as well as often opposing war, but they generally stop
short of calling for the smashing of the state preferring to hope that it could
be placed under the control of a socialist government and reformed, or
gradually brought under democratic control.ie. precisely ‘taken over and
wielded by the working class’ – the opposite of what Marx and Lenin urged. This
is not only unrealistic because of the thousands of ties that exist between the
state apparatus (the generals, police chiefs, judges, top civil servants and so
on), but also gives rise to the possibility, indeed likelihood of slippage,
from the left to the mainstream reformist position of wholesale acceptance and
support for the capitalist state, especially in the event of assuming office.
It is this context that Syriza’s failure to address this issue in its otherwise
radical programme of social and economic policies, along with Tsipras’s public
handshake with the Chief of Police in Athens,
is a warning sign.
There have, over the last ninety odd years, been many
implicit or explicit critiques of the Leninist theory of the state. A detailed
discussion of all these is beyond the scope of this article but the most
important are as follows: 1) the mainstream pluralist critique; 2) the
Nietzsche/ Foucault ‘will to power’
critique; 3) the so-called ‘Gramscian’ critique; 4) the autonomist/ anarchist critique.
Here I will offer a brief explanation and rebuttal of each.
The pluralist
critique: this view which drew on the work of the German sociologist Max
Weber, and the Italian elite theorists Gaetano Mosca and Vilfredo Pareto,
became the dominant position in academic social science in the fifties and
sixties (in the work of political scientists such as Ronald Dahl, Arnold Rose and
Raymond Aron) and remains the perspective underlying much media coverage of
politics and current affairs. This perspective accepts that each area of
political and social life eg. industry, finance, media, law, medicine, trade
unions, the arts, sport etc., is dominated by an elite but maintains that these
elites do not form a unified ruling class, rather they are in competition with
each other. The competition takes the form of influence exerted by numerous
interest and pressure groups with the rivalry between them preventing any one
group exercising total or grossly disproportionate power. Within this scenario
the role of government and the state was to act as a mediator or broker between
the different groups. Such pluralism was counterposed to the ‘totalitarianism’
of the Communist east in the Cold War and the way in which it dovetailed with a
view of politics as seen from the vantage point of the US Congress, the
Westminster Parliament, the Irish Dail and the newsrooms of the BBC, RTE and
other state broadcasters, should not be hard to see.
The pluralist analysis was effectively demolished as far
back as 1969 by Ralph Miliband in his
famous The State in Capitalist Society
which demonstrated, with much empirical evidence, that the various elites,
including the elite of the state apparatus, were overwhelmingly drawn from the
same social class, went to the same top schools and universities and shared
the same basic (pro-capitalist) ideology, so that the ‘competition’
between them was illusory or superficial and that they did indeed form a ruling
class which did indeed control the state.
The pluralist view also fails to take account of the way in
which all the elites are governed by the same economic logic of capitalist
competition (competitive capital accumulation) which also governs the behaviour
of the government and the state, even when the government members and the state
managers do not happen to be drawn from the capitalist class.
The
Nietzsche/Foucault critique: the hugely influential French post-structuralist,
Michel Foucault, argued that power was not concentrated solely in the hands of
a social class or the state, as suggested (according to Foucault) by the
Marxist and Leninist theory of the state, but is rather a relation present
every where in society and operating in a multiplicity of institutions and
social relations: prisons, schools, hospitals, families, offices and so on.
Moreover, ‘where there is power, there is resistance’
and therefore, instead of a strategy focused on the conquest of power, it was
necessary to pursue a multitude of localized, dispersed, battles against
overweaning power wherever it appeared.
The first objection to this argument is that, as so often,
it rejects Marx and Lenin on the basis of an oversimplification. Neither Marx
nor Lenin claimed all power was held
by the ruling class or its state or that it was not necessary to challenge
power at a local or workplace or familial level; merely that decisive power in
society was concentrated there. Of course it is true that the teacher exercises
a certain power in the classroom, the doctor in the hospital, the manager in
the office, the father in the family, but to equate their respective power to
that of the capitalist state is like equate the gravitational pull of an apple
with that of the earth on the grounds that ‘gravity is everywhere’. Even a
guerilla struggle a la Mao or Castro has to culminate in taking the capital
city (ie the state).
The second objection is that Marxism offers an analysis of why oppressive power relations exist in
schools, hospitals and personal relations: it explains them in terms of the
alienation and exploitation embedded in capitalism, and other class divided
modes of production. Foucault rejected this analysis preferring to basis
himself on Nietzsche’s concept of an innate and universal ‘will to power’. But
while this concept can possibly be used to underwrite a sort of left wing
anti-authoritarian resistance, it offers no possibility of eventual liberation
or victory. If the will to power is universal, success for relatively powerless
person A over relatively powerful person B in office C will simply replace B
with A while the oppression will continue. Moreover Foucault may have generally
chosen to side with the oppressed, but such a choice is arbitrary. If everyone
is pursuing their own ‘will to power’, as Nietzsche maintains, there is no
particular reason for not siding with the oppressor, as Nietzsche himself did.
The so-called
Gramscian critique: this is the most ‘Marxist’ sounding of the critiques of
the Leninist theory of the state. Its origins have nothing to do with Gramsci
but lie far back in the Stalinist Communist Parties’ turn to reformism with the
Popular Front strategy in the 1930s. This was developed further after the Second
World War with the western CPs’ adoption, at Moscow’s
behest, of national and peaceful parliamentary roads to socialism. The CPGB
programme, The British Road to Socialism,
adopted with the approval of Stalin in 1951, stated:
The enemies of Communism accuse the Communist
Party of aiming to introduce Soviet Power in Britain
and abolish Parliament. This is a slanderous misrepresentation of our policy.
Experience has shown that in present conditions the advance to Socialism can be
made just as well by a different road. For example, through People’s Democracy,
without establishing Soviet Power, as in the People’s Democracies of Eastern
Europe.
Britain
will reach Socialism by her own road. Just as the Russian people realised
political power by the Soviet road which was dictated by their historical
conditions and background of Tsarist rule, and the working people in the
People’s Democracies and China won political power in their own way in their
historical conditions, so the British Communists declare that the people of
Britain can transform capitalist democracy into a real People’s Democracy,
transforming Parliament, the product of Britain’s historic struggle for
democracy, into the democratic instrument of the will of the vast majority of
her people.
The path forward for the British people will be
to establish a People’s Government on the basis of a Parliament truly
representative of the people.
In the 1970s, when Antonio Gramsci’s
writings became widely known, theorists associated with Eurocommunism (the
trend in European Communism dissociating itself from Moscow)
seized on some of his ideas to justify this parliamentary road and shift it
even further towards social democracy. Gramsci, reflecting in a fascist prison
on the causes of the defeat of the Italian and European Revolution in the
period 1918-23, argued that due to Russia’s
economic and social backwardness there was a substantially different
relationship between the state and civil society from that which was
characteristic of western Europe.
In Russia
the State was everything, civil society was primordial and gelatinous; in the
West, there was a proper relation between State and civil society, and when the
State trembled a sturdy structure of civil society was at once revealed. The
State was only an outer ditch, behind which stood a powerful system of
fortresses and earthworks.
And
In the case of the most advanced
states...’civil society’ has become a very complex structure and one which is
resistant to the catastrophic ‘incursions’ of the immediate economic element
(crises, depressions, etc)
..
(A.Gramsci, as above, p.235)
This led to Gramsci’s emphasis on ‘hegemony’, ie. the
element of cultural, moral and intellectual leadership that accompanies the
element of force in the ruling of society by an economically dominant class,
and that enables that class to rule by consent as well as repressive power. ‘The
supremacy of a social group manifests itself in two ways, as “domination”, and
as “intellectual and moral leadership”…A social group can, and indeed must,
already exercise “leadership” before winning governmental power.’
.Gramsci argued for what he called a ‘dual perspective’ combining ‘the
levels of force and consent, authority and hegemony… agitation and propaganda
.. tactics and strategy etc.’
and involving the construction of alliances, which in Italy meant in particular
an alliance between the proletariat in the northern cities and the southern
peasantry.
The Eurocommunists used Gramsci’s ideas to argue that the days of
‘insurrection’, ie revolution, were over and that the Leninist notion of
‘smashing the state’ should be abandoned in favour of gradual and protracted
ideological struggle to establish cultural hegemony, combined with broad
democratic alliances (with the middle classes) to achieve a left government.
This interpretation of Gramsci and this strategy (at least the ‘ideological/theoretical’
element of it) proved to have a wide appeal in leftish academic circles and,
for a period, it became almost the new academic orthodoxy that Gramsci had had
displaced and replaced Lenin.
This was a complete travesty of Gramsci’s thought. He fully accepted the
Leninist theory of the state including the need for its revolutionary overthrow
and replacement by workers’ councils and considered Lenin to be ‘the greatest
modern theoretician of the philosophy of practice’ and was seeking to build on
Leninism not displace it. His concept of hegemony stressed the combination of
‘domination’ and ‘intellectual and moral leadership’ not the replacement of the
former by the latter, likewise his ‘dual perspective’ involved both ‘force and
consent’. His advocacy of alliances was a critique of ultra-leftism
(represented in Italy
by Amedeo Bordiga, leader of the Italian CP before Gramsci) in line with
Lenin’s Left-Wing Communism:an Infantile Disorder and a development of the
Bolshevik strategy of an alliance between the working class and the peasantry,
not a precursor of the moderate parliamentarism of the Eurocommunists.
Gramscian or not, however, this critique of Leninism is palpably false. The
fact that the ruling class rules through intellectual hegemony as well as
physical force does not at all mean that if its hegemony breaks down it will
not resort to force. Numerous historical examples, from Mussolini in Italy
itself to Franco in Spain
and Pinochet in Chile,
prove this. The matter has only to be posed concretely to become very clear.
Would the Greek military (who ran the dictatorship from 1967-73) or the Greek
police (50% of whom voted for Golden Dawn) sit back and let Syriza introduce
socialism? Would the admirals, generals and marshals of the British armed
forces with centuries of rule and empire and traditions going back to
Marlborough, Wellington, Nelson and the Black and Tans, allow a government
headed by Jeremy Corbyn or some such to ‘democratise’ them and gradually
dismantle capitalism or would they ‘stand up for Queen and Country’ (and their
class)? Would the senior officers of the Garda Siochana you know happily
collaborate with Richard Boyd Barrett and Joe Higgins in ‘reclaiming Irish
natural resources’ in Mayo, or locking up Ireland’s
leading bankers? Alternatively is it plausible that the US
working class could take over and wield for its own purposes the Pentagon, the
CIA, the FBI and the NYPD?
To ask these questions is, I think, to answer them. Many things have changed
since Lenin wrote
The State and
Revolution but the class nature of the state is not one of them.
The anarchist/autonomist critique: having
written at length on this elsewhere
I
shall be brief here. Revolutionary anarchists, as opposed to ‘life-style
anarchists’, share the aim of destroying the capitalist state but they reject
the idea that the working class, on the morrow of the revolution will need a
state of its own, instead proposing an immediate abolition of the state as such
and instant establishment of a self governing community with no institutions of
authority and force, not even democratic ones.
This position is both naïve and utopian at the same time. Is it naïve to
imagine that the core elements of the capitalist state, even
after the state apparatus has been
broken by revolution, will not join with the core elements of the ruling class
(the top bankers, industrialists etc) in attempting counter revolution to
restore capitalism, and therefore not need to be resisted by ‘bodies of armed
men and women’ ie by a state. It is utopian to imagine that after the taking of
power by the working class, when class divisions still exist (especially
internationally) that the mass of the population will be so uniformly conscious
and enlightened, so immediately and universally free of the legacy and habits
of millennia of class society that it will be possible to build up a socialist
economy without any element of subordination, of any compulsion of the minority
to accept the will of the majority. Rejection ‘on principle’ of any use of
state power is simply a recipe for defeat.
Many autonomists, like John Holloway, have agued that an obsessive focus on
capturing the state - an inherently oppressive structure - has been an abiding
error and source of corruption for the workers’ movement. (Insofar as the state
in question is the bourgeois state they have a point but, as we have seen. this
is not the Leninist position.) Instead he/they propose eschewing engagement
with the state and establishing ‘autonomous’ spaces under democratic people’s
control on the model of the Zapatistas in Mexico. But while this may appear an
attractive tactical operation in the short term it is plainly not a viable
strategy for changing society. The Zapatistas made inspiring propaganda but
changed neither the world nor Mexico.
As I have said before:
Moreover what was possible in the
jungles of Chiapas is not replicable in Sao Paulo or Buenos Aires or Cairo or
anywhere in advanced capitalist world, where there simply is nowhere that is
beyond or outside the reach of the state, and no place which can be maintained
indefinitely as an autonomous space
if it
is also a threat to capitalist power. We may try to ignore the state, but
that does not mean the state will ignore us
.
For all these reasons the Leninist theory of the state remains an essential
part of socialist practice today.
The Leninist Party
Of the core elements of Leninism identified here there is little doubt that
his theory of the revolutionary party is the least popular in the current
political atmosphere. This was manifestly the case in the Spanish Indignados
movement and in many of the various Occupy camps. But it is a mood which
extends beyond worked out anarchists and autonomists to broader sections of the
left and merges with a widespread inchoate suspicion of
all political parties among many of the general public.
So before addressing the specific Leninist theory of the party, I want to
consider two antecedent questions: first whether it is possible to be a
Leninist without the idea of a revolutionary party; second whether there is
something wrong (or anti- democratic) inherent in parties as such.
Certainly there are activists and theorists who would broadly accept a version
of Lenin’s concept of imperialism and much of his analysis of the state and who
would pay homage to Lenin in other ways as well, but who reject the theory of
the party and, especially, reject it in practice. This would be true of a many,
perhaps most, of the contributors to the
Lenin
Reloaded conference and book of 2007
(not Alex Callinicos, of course, but probably Zizek, Eagleton, Jameson,
Anderson, Lazarus, Negri and others). To the best of my knowledge the
theoretical pioneers of this position were C L R James and Raya Dunaveskaya who
were a faction within US Trotskyism in the 1940s and who, on breaking away,
remained adherents of Lenin and the Russian Revolution but opposed any idea of
a vanguard party. Kevin B. Anderson, a contributor to
Lenin Reloaded, is probably the leading contemporary representative
of this tendency.
Unfortunately for those who hanker for Lenin without the party the actual
Lenin devoted his entire political life up to 1917 to the building of such a
party, ferociously defending it against any tendency to liquidate it, even in
the most desperate times of the 1907- 12 reaction. Then, after 1917, he
proceeded to the construction of similar revolutionary parties world wide and
their unification in the Communist International. Lenin
sans party is frankly a non-starter and those who renounce the idea
of a revolutionary party are in reality abandoning Leninism.
As for the idea that there is something wrong with political parties as such
we have, of course, to recognize how understandable such a reaction is in the
face of the manifest behaviour of virtually all the parties most people have
experience of, and we also need to understand there really is something wrong
with the existence of political parties in that they are symptoms and expressions
of a class divided society and thus exhibit many of the horrible
characteristics of class society
.
However given the actual existence of class society and the fact that the
working class cannot walk away from this society and establish utopia elsewhere
but has to fight for its liberation from within, and on the ground of, this
society it has to be said that the existence of political parties is a gain and
a necessary condition of even limited democracy.
First it should be noted that, historically, political parties developed
hand in hand with the development of (bourgeois) democracy and the extension of
the franchise to working people in the nineteenth century. Prior to that there
existed not parties but only loose associations among ‘notables’ ie aristocrats
and leading bourgeois. It was only the winning of the right to vote by the
masses that obliged the upper and middle classes and the workers themselves to
form parties to fight for those votes. Second, the only modern societies where
multiple parties do not exist are those where they are forcibly suppressed by
military, fascist or Stalinist dictatorships, ie where there is no democracy at
all.
Moreover, imagine it were possible (of course, it is not), in a capitalist
society, to secure without repression the voluntary dissolution of all
political parties so that all deputies, TDs, MPs, councilors etc were
unaffiliated individuals. Would this benefit the working class and the majority
of people?
No, it would not. On the
contrary in such circumstances it would the rich, the bourgeoisie, who would
benefit enormously because they would be able to use their personal wealth and
all their other advantages (connections, cultural capital etc) to dominate
politics even more than they do at present. Only through collective
organization – be it in unions or in parties – are working people able to
resist the power of capital and the domination of the bourgeois.
To return specifically to the issue of the Leninist Party, I will pose three
questions: 1) what are the main characteristics of the party as conceived by
Lenin? 2) is it the case, as is so often claimed, that there is.something
distinctively elitist or anti- democratic about such a party? 3) why is it
necessary, today, to undertake the difficult task of attempting to build such a
party, here in Ireland
and in every country?
Unlike on imperialism and on the state there is no single key text outlining
Lenin’s view of the party – as noted earlier in this article attempts to use
What is to be Done? as such a text are
seriously flawed – therefore the account I offer here is a very brief summary
based on a consideration of Lenin’s practice as a whole.
The Leninist party is first and foremost the party of a definite class: the
working class. This is where its activity and membership is concentrated and
this is the class whose interests it, primarily, strives to represent. The party’s
doctrine is based on, and its activity is guided by Marxist theory. The party
is an explicitly revolutionary party not only in the sense that its declared
goal is revolution but also in that its membership is, by and large, confined
to revolutionaries: the Leninist party is not a ‘broad church’ and does include
a reformist wing. It is a party of struggle which aims to engage with, and where
possible lead, the mass of the working class as a whole in all its day to day
battles with the bosses and the government. In order to reach the mass of
workers the party works in the trade unions and participates in elections.
The party aims to raise the political consciousness and culture of its members
to equip them to fight for leadership in the class struggle. The party operates
according to the principle of democratic centralism – democratic debate and
decision making followed by unity in action.
Do these distinctive features make the Leninist party more undemocratic than
other forms of political organization? On the contrary all these
characteristics make the Leninist party the
most democratic form of organization available to socialists
operating in a capitalist society.
The working class, on which the party bases itself, is the most democratic
class in capitalist society. The democracy of ruling class and middle class
parties is continually subverted by the wealth and material privileges their ‘natural’
leaders and the careerism and aspiration to privilege of their cadres. Working
class parties are not totally immune to these pressures but necessarily suffer
from them far less. Revolutionary parties which aim to smash the state are also
less subject to these pressures than reformist parties which aim to take over
the existing state and thus offer the prospect of success within capitalist
society (ministerial posts etc) to their leaders. The democracy of reformist
parties (and trade unions) is also undermined not just by the privileges of
their leading strata but also by the fact that the leaders develop a
fundamentally different political perspective from their rank-and-file members:
managing capitalism on behalf of workers (or in the case of unions, negotiating
with it) as opposed to defending workers interests within it. Of course the
qualification for being a reformist politician or trade union leader is the
ability skillfully to conceal this difference but it remains real and results
in a continual effort to resist and divert democratic pressure from below. The
Leninist party, restricted to revolutionaries, greatly inhibits the emergence
of such a split between the aims of leaders and members.
The commitment to Marxism ie to the self emancipation of the working class,
and to the political education of members, also enhances the democracy of the
party. It produces or works to produce a membership able to debate issues and
hold leaders to account. Inevitably the political level will remain uneven but
the situation is far better than in most non-Leninist organizations where there
is little systematic attempt at political education. Reformist parties and
trade unions, for example, are typically happy to leave their members largely
uneducated so long as they pay dues, canvass and turn out to vote. Engagement
in the day to day struggles of the class is another major democratic factor. It
means that debates inside the party reflect issues facing the class and that
party policies are subject to the test of practice.
Finally there is the question of democratic centralism, often a bugbear with
many on the left because it appears to restrict ‘individual freedom’ in that it
involves an obligation to implement decisions, including those one disagrees
with. In reality this is always a voluntary or freely accepted obligation in
that every individual can leave the party. Democratic centralism is also a
highly democratic form of organization, as well as an effective one, because it
ensures that the decisions of the majority are actually carried out. Again the
contrast is with non-democratic centralist organizations, especially reformist
parties where, under the guise of ‘freedom’, majority decisions are commonly
ignored by leaders.
Building a Leninist revolutionary party of any size with serious roots in
the working class, is a difficult and onerous task. Why undertake it? Is it not
out of date and unnecessary in these days of social media and horizontal
networking?
Why not
wait for more favourable circumstances, when the revolution breaks out for
example? The answer to all these questions is simply that it is necessary for
victory. This conclusion is based on both theory and experience.
The theoretical arguments are straightforward. The working class faces a
centralized enemy –the ruling class and its state – and needs it own
centralized organization to combat it. The ruling ideas are the ideas of the
ruling class. ‘The class which has the means of material production at its
disposal, has control at the same time over the means of mental production, so
that thereby, generally speaking, the ideas of those who lack the means of
mental production are subject to it.’
Therefore there needs to be a struggle waged against the influence of those
ideas on and within the working class. Working class consciousness and struggle
develop unevenly. It is therefore necessary to organize the more conscious and
advanced workers separately, in a revolutionary party, to combat both the
direct influence of bourgeois ideology on the working class
and its indirect influence via the reformists
and the trade union bureaucrats. All of these conditions, operating in Lenin’s
day, continue to operate today.
The historical experience is overwhelming. The working class has risen
against the system on countless occasions from Paris
in 1848 through to Egypt
in 2011. On several occasions it has taken power locally or briefly (eg the
Paris Commune of 1871) and on several other occasions it has come close to it
(Germany 1923, Spain 1936 etc) but only one question has it conquered national
power and held it for a period of years: the Russian Revolution of 1917, until
it succumbed to the Stalinist counterrevolution. What distinguished October
1917 from all the defeats was the presence and leadership of a mass
revolutionary party, the Bolshevik Party of Lenin, and its role was decisive.
Waiting for the favourable circumstances of the revolutionary situation will
not do. The difference between victory in Russia in 1917 and defeat in Germany
in 1919-23, was that the Bolshevik Party had been built over many years and had
won the confidence of the key sections of the working class, whereas Rosa Luxemburg,
Karl Liebknecht and the German revolutionary socialists waited too long to
split from the Social Democrats and did not have time, in the heat of the
revolution, to build a strong party. It is necessary to be as well prepared as
possible – that means building the party in advance of the revolution: now.
Conclusion
The three aspects of Lenin’s politics discussed here by no means exhaust his
legacy – there is a vast amount to be learned from the totality of his theory
and practice- but taken together they form a central core of what constitutes
Leninism. Revolutionary socialist theory and politics today cannot rest content
with these achievements – the world changes, capitalism develops and Marxism
must develop too, on all fronts and on the basis of concrete analyses of
contemporary reality. However it is my contention this will be best achieved on
the basis of Leninism and not by abandoning it.
John Molyneux
23 08.2012.
V.I.Lenin, The right of nations to self
determination’, cited in Cliff, as above, p53.
V.I.Lenin, "Theses on the National and Colonial Question", in
Theses, Resolutions and Manifestos of the First Four Congresses of the
Third International (London
1980) p.77.